CIRO provides guidance on new education, experience requirements for reps
Regulator's "serious concern" enough to justify court ordered receiver
Regulator calls for industry to address concerning practices in fast-growing sector
Former CEO awarded $5.3 million in statutory damages for firing
Agency uncovered several compliance violations in exam
Regulators push back compliance deadline a third time, to Oct. 1 2026
SRO undertakes education effort to boost firms' knowledge on emerging sector
Settlement to address series of retail, institutional compliance issues
Regulator to be quicker to use monetary penalties, add AI to risk management duties
Conduct standards, suitability requirements revised