Caroline Crenshaw cautioned against suggestion that mining activity doesn't involve securities
SRO consulting on possible reforms to rules around research, underwriting
Extreme stress in nickel markets led to trading outage in 2022
Fund held securities, including oilsands companies, that it said were screened out
Review flags conflict, independence shortcomings in private asset valuations
Court approves interim distribution to unitholders, but for less than sought
Agency issues opinion indicating that crypto novelties don't fall under securities law
Move allows more time to deal with operational, regulatory issues
Penalties imposed by U.S. PCAOB soar as volume of enforcement rises
Regulator issues guidance to encourage self-reporting, cooperation, remediation