SRO modernizes market regulation guidance
Regulator levies record fine against Luxembourg-based firm
Nothing to indicate account setup was illegal, court finds
Regulator aims to reduce burden by relaxing portfolio reporting rules
Bank halts retail payment activity, citing concerns about shortfall
Annual compliance report emphasizes need for continuous cybersecurity training for dealer staff
Agency orders penalty for alleged violations uncovered in compliance exam
Agency found firm failed to report suspicious transaction
Agency seeks feedback on new due diligence standards, enforcement
Regulators flag retail investor issues, market structure, resilience for 2026