Court grants injunction in dispute over the return of broker's 180 million records
SRO would allow discount brokers to boost communication with investors
Over $3 million in capital was raised from clients to fund firm's growth
Regulator stiffens requirements on payment, e-money firms
Retail investors will have some protections, but not contingency fund coverage
Tribunal's finding that 2004 trading ban was breached is upheld on appeal
Regulator proposes first update to conflict compliance in over 20 years
Regulators propose changes to harmonize with SEC rules, ease restrictions
Volume of cases stable, but dollars at stake up sharply in 2025, report finds
Family hid more than US$90M in income and assets in offshore accounts