Advisor sanctioned for extensive discretionary futures trading
Clients lost millions on futures trading that generated large commissions
Extreme stress in nickel markets led to trading outage in 2022
WFE calls for policymakers to support public markets
Review finds challenges monitoring OTC commodity derivatives
Growth was concentrated in smaller market segments, interest rate derivatives flat
Swiss firm sold gas cheap to benefit short position, regulator alleges
Proposals include circuit breaker requirements, standards for trade reporting
Strong debt issuance, M&A expected to be revenue drivers in the quarter
KuCoin platform accused of registration, money laundering violations