Harmed investors will be able to make claims for share of sanctions, April 1
SRO says high risk, high volume trades, insufficient notes should have raised red flags
New guidance broadens range of supports that discount brokers can provide
Test will use BoC-issued wholesale digital dollars
Allegations serve as reminder to investors affected by CIRO breach to review inquiries to their credit reports
Project reveals how potential gains are offset by added risks, costs
For some, signing up for credit monitoring requires several attempts
Investor, former registrant allege regulator was negligent in protecting personal data
Annual compliance report emphasizes need for continuous cybersecurity training for dealer staff
“We can’t answer the questions that clients are asking,” dealer says