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Keyword: CFDs — Contracts for difference

37 results found
calendar court

Analyst traded on confidential info ahead of public disclosure

compliance

Supreme Court rules that the charges don't meet the test for extradition

Illustration of a businessperson using a magnifying glass to examine files

Regulators seek more useful, flexible product disclosures

fake fact

Forex TB Ltd. took advantage of vulnerable retail investors, regulator alleged

U.K. regulators allege an unregistered FX trading scheme was touted on Instagram

Judge looks at papers

Divisional Court upholds tribunal's analysis in OSC enforcement action

U.K. regulator accuses analyst of tipping off traders

Regulator alleged U.K.-based firm violated prohibition on advice

Ontario regulator ordered a 10-year ban and monetary sanctions

An OSC hearing panel approves a settlement and says the sanctions represent a deterrent