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Keyword: Cease trade orders

144 results found

National Cease Trade Order Database finds new home

Moves to CSA Web site

By: IE Staff
June 27, 2005 June 27, 2005
09:45

AMF issues cease-trade order for Olympus

Investor protection a primary concern, regulator says

By: James Langton
May 20, 2005 May 20, 2005
11:25

ASC orders interim trading ban against Rundle Development

Calgary real estate developers alleged to have traded in securities without filing a prospectus or being registered

By: IE Staff
March 2, 2005 March 2, 2005
14:17

Northern Financial seeks cease trade order

Claims Quest private placement is a takeover bid for Proprietary Industries

By: James Langton
October 1, 2004 October 1, 2004
13:15

OSC issues cease trade order against Nortel insiders

Ontario pension fund files class-action suit

By: IE Staff
May 18, 2004 May 18, 2004
07:30

AMF seeking to cease trade former registered rep

Alleges former broker trading while suspended

By: IE Staff
May 10, 2004 May 10, 2004
09:10

ASC issues interim orders against TSX-listed Wenzel Downhole, principal

Cease trade orders in effect for 15 days

By: IE Staff
March 22, 2004 March 22, 2004
14:20

OSC releases decision on First Federal Capital

FFC, Freisner hit with permanent cease-trade orders

By: IE Staff
February 4, 2004 February 4, 2004
14:50

OSC warns of unregistered investment schemes

Issues cease trade order against FEDI

By: IE Staff
June 6, 2003 June 6, 2003
08:15

OSC issues reasons in Lech cease trade

Commission cites evidence from forensic accountant

By: IE Staff
June 2, 2003 June 2, 2003
08:30