Action follows 20-year ban imposed by BCSC
Alberta Securities Commission staff are seeking to ban Brian David Anderson of White Rock, British Columbia from Alberta capital markets.In a notice of hearing, ASC staff seek a reciprocal order in Alberta similar to orders made on June 21, 2007 by the B.C. Securities Commission that permanently prohibit Anderson from trading in securities or engaging […]
Saxon Consultants, Merchant Capital Markets and Meisner Corp.
Regulator seeking cease-trade order
Order prohibits Del Bianco from trading in all securities and from using any Alberta securities law exemptions
The executive director of the British Columbia Securities Commission has issued a notice of hearing to extend a temporary order issued against a European-based bank that holds an account at a B.C. investment dealer where suspicious trading activity took place during a spam campaign.The notice of hearing states that Liechtenstein-based Hypo Alpe-Adria Bank AG trades […]
The Alberta Securities Commission issued a cease trade order against Daryl Joseph Klein and Kleincorp Mgmt. Inc., carrying on business as Insta-Cash Loans.The ASC issued this reciprocal order following a British Columbia Securities Commission order that sanctions Klein and Kleincorp for raising apporoximately $14.8 million through illegal trades and distributions of Kleincorp securities. This number […]
The New Brunswick Securities Commission has issued a permanent cease-trade order against Meisner Inc. S.A, Meisner Corporation, Meisner Incorporated, Jorge Vizcarra and George Dizcarra. The order directs these persons and entities, as well as their officers, directors, employees and/or agents, to cease trading in all securities, including the solicitation of trades. The respondents were not […]
Saxon Consultants, Merchant Capital Markets and Meisner Corp.
Saxon Consultants, Saxon Financial ordered to stop selling gasoline and foreign currency options