Unethical practices exposed by the financial crisis
Public is confused about the distinction between investment advisors and broker-delears
Association asks SEC to provide a clear definition of any uniform standard of care
U.S. regulator to take public comment before adopting rules
House fiduciary standard provides strong investor protection
Editorial
Permitting brokers to provide investment advice without requiring them to act as fiduciaries leaves investors vulnerable to abuse
Client confidence may be enhanced by the formal designation of advisors as fiduciaries
Financial professional should be subject to a higher standard than they are now, says FPSC’s List
Legal panel discusses the regulatory impacts of a fiduciary standard on financial advisors