CETFA and IFIC say regulators need to do more research investor concerns to discover whether or not those issues are being addressed by current regulation
Richardson GMP becomes the first firm in Canada to be certified for fiduciary excellence
Adoption of a fiduciary standard at the top of the list
The firm is the first Canadian investment dealer to audited by the Centre for Fiduciary Excellence
The CSA's new paper explores the possibility of introducing a fiduciary duty for advisors
Editorial
Regulators looking for feedback on requiring advisors to act in their clients’ best interests
The Financial Services Consumer Panel says firms put their own interests above those of their customers
Panel says it’s not reasonable to expect consumers to understand complex financial products and associated risks
While regulators ponder the complexities of new rules, investor advocates focus on a quicker solution