Adoption of a fiduciary standard at the top of the list
The firm is the first Canadian investment dealer to audited by the Centre for Fiduciary Excellence
The CSA's new paper explores the possibility of introducing a fiduciary duty for advisors
Editorial
Regulators looking for feedback on requiring advisors to act in their clients’ best interests
The Financial Services Consumer Panel says firms put their own interests above those of their customers
Panel says it’s not reasonable to expect consumers to understand complex financial products and associated risks
While regulators ponder the complexities of new rules, investor advocates focus on a quicker solution
Financial Services Consumer Panel sets out its proposals for stronger consumer rights
Investors may increasingly seek out advisors that are required by law to put their clients’ interests first