The hearings are slated to take place in Toronto, Halifax, Montreal, Calgary and Vancouver later this year
The trade group supports certain measures, but it recommends the CSA should evaluate the impact of recent reforms before making major changes
The SRO will make certain that its rules and guidance put the best interest of clients ahead of dealers and reps
Creating a quasi co-regulatory model could be the solution to the inherent challenges with the CSA’s proposal to establish a best interest standard
Investor advocates call on IIROC to support CSA proposal
Report sheds light on effects of a new best interests standard
Client's best interest not effectively achieved by a specific rule or regulation
The comment period on the paper, which was published on April 28, has been extended to Sept. 30; roundtable discussions will take place this autumn
Different regulators are covering the same turf
The OSC is clear about its position on the best interests policy debate and is prepared to demonstrate leadership in this area