The SRO will make certain that its rules and guidance put the best interest of clients ahead of dealers and reps
Creating a quasi co-regulatory model could be the solution to the inherent challenges with the CSA’s proposal to establish a best interest standard
Investor advocates call on IIROC to support CSA proposal
Report sheds light on effects of a new best interests standard
Client's best interest not effectively achieved by a specific rule or regulation
The comment period on the paper, which was published on April 28, has been extended to Sept. 30; roundtable discussions will take place this autumn
Different regulators are covering the same turf
The OSC is clear about its position on the best interests policy debate and is prepared to demonstrate leadership in this area
Financial planners and advisors who are securities registrants will need to use financial planning principles to deliver investment advice
Implementing a best interest standard and leaving the oversight of advisors to the existing regulators is not a viable option