Concerns about investor harm arise as trailers persist, despite 2012 ban
CFD rules may apply to other products, such as crypto derivatives, regs say
FCA consults on latest phase of new rules for crypto firms
Risk of retail investor harm from poor controls, disclosure, review finds
U.K. regulator's proposals aim to support innovation while protecting consumers
Review documents failings in meeting KYC, KYP, suitability requirements
SRO alleged investors paid US$2 million in fees for short-term sales
Compliance review will examine industry conflicts with investors' interests
Exam priorities no longer cite crypto as an emerging risk, or focus
Firms falling short of regulator's expectations under investor duty