The category saw the biggest rating improvement in the Report Card
Firms should prepare and test responses, executives said at an IFIC event
Countdown to shorter settlement cycle transition in May 2024 has begun
Fidelity Clearing Canada will provide its uniFide back-office technology to Manulife Securities
RF Capital CEO Kish Kapoor attributed the problems to technology issues, data transfer challenges and user training
The web-based tool aims to eliminate cost and complexity for introducing brokers and portfolio managers
The back-office support services firm aims to address the growing demand for fee-based accounts
The corporate services provider will initially focus on the alternative investments business
The financial services sector now comprises more than 3,600 offices employing approximately 19,000 people in Nova Scotia’s capital city
Despite multiple complaints across the board, advisors with certain firms say that having strong relationships and competent and proactive staff are key to success with the back office