Keyword: asset-backed securities and commercial paper

207 results found

No growth expected in Canadian commercial paper market until 2011: DBRS

CP market fell over 8% in 2009

By: James Langton
April 14, 2010 April 14, 2010
11:47

IOSCO releases disclosure principles for asset-backed securities

Goal is to enhance investor protection

By: James Langton
April 8, 2010 April 8, 2010
11:44

SEC proposes tighter regulation of asset-backed securities

Securities industry cautiously supportive

By: James Langton
April 7, 2010 April 7, 2010
15:41

National Bank says $75 million settlement won’t impact 2010 performance or share value

Desjardins Securities adjusts EPS forecasts for Scotia, CIBC and Laurentian

By: Sunny Freeman
December 22, 2009 December 22, 2009
17:11

Firms to pay $138.8 million as ABCP settlements approved

Largest penalty slapped on National Bank Financial

By: IE Staff
December 21, 2009 December 21, 2009
20:40

National Bank Financial faces $70 million ABCP penalty

Settlement includes $4 million investment in financial education campaign

By: IE Staff
December 21, 2009 December 21, 2009
17:53

OSC to consider ABCP settlements with CIBC, HSBC

IIROC to review settlements with Canaccord, Credential, and Scotia Capital

By: IE Staff
December 18, 2009 December 18, 2009
08:56

Deutsche Bank Securities to face IIROC hearing over ABCP disclosure

Regulator alleges firm failed to act fairly

By: James Langton
December 8, 2009 December 8, 2009
17:38

Coventree, execs face OSC hearing into ABCP debacle

Regulator alleges shortcomings in firm’s disclosure

By: James Langton
December 7, 2009 December 7, 2009
19:38

Coventree, officers receive enforcement notices from OSC

Notices follow investigation of ABCP firm’s disclosure to investors

By: IE Staff
July 26, 2009 July 26, 2009
13:16