Former prosecutor has been general counsel with Deutsche Bank for past five years
Toplis’s primary mandate will be to help AXA create a development strategy that focuses on rapid business growth and increased market presence
Advisor to the Governor fills vacancy created by departure of Kennedy
The U.S. Securities and Exchange Commission has hired an advisor to new chairman Mary Schapiro.The SEC announced Tuesday that Kayla Gillan has been named senior advisor to the chairman. At the commission Gillan will work for investors, leading multiple projects including the creation of an Investor Advisory Council, reconsidering access to the proxy, and evaluating […]
Los Angeles office better serves clients in Canada, U.S. and Asia
Former RS CEO takes over enforcement division
Regulator undertaking new selection process in approving nominations to the boards fo CDS, FundSERV, and OBSI
Kennedy brings expertise to financial services consulting firm
Guardian Capital Group Ltd. has appointed George Mavroudis to the position of president of Guardian Capital Group Ltd., effective immediately, the company announced Friday.Mavroudis has been with Guardian since 2005 in the position of senior vp, strategic planning and development. During that period, he has assumed additional leadership roles with Guardian’s operating subsidiaries, including the […]
Mary Schapiro was sworn in as the new chairwoman of the U.S. Securities and Exchange Commission on Tuesday, replacing Christopher Cox.Schapiro comes to the SEC from the Financial Industry Regulatory Authority, where she was CEO. The first woman to serve as the agency’s permanent chairman, she was appointed by new US president Barack Obama on […]