Investment and mutual fund dealers would have the ability to pitch alternative investments to the average investor the same way they sell mutual funds
These funds hold non-traditional investments or use complex investment and trading strategies, which represent added risks to investors
Dan Richards, CEO, Client Insights and Lynn McGrade, partner at Borden Ladner Gervais LLP, discuss how advisors and investors may benefit from the Canadian Securities Administrators’ proposal to make alternative funds available to retail investors.
Dan Richards, CEO, Client Insights and Rebecca Cowdery, partner at Borden Ladner Gervais LLP, discuss the Canadian Securities Administrators' proposal to make alternative funds available to retail investors, with heightened restrictions. Comments close Dec. 21.
The modernized rules would introduce investment restrictions, including concentration limits, liquidity requirements, and borrowing restrictions
CC&L Global Market Neutral Fund opening to individual investors