Many firms use discretion to set ratings, some lack policies, CSA finds
U.K. regulator consults on changes to rules under new retail product regime
Regulation addresses liquidity, stability risks revealed by pandemic
Initial distribution to unitholders in BFI funds cut by $170 million
Policymakers aim to make it easier to enter and comply with rules in the U.K.
European regulators call for heightened vigilance to array of risks
The associations hope to spark further dialogue among dealers, asset managers around alts
Plus, new funds from Brompton, Starlight Capital, Timbercreek; several fund changes announced
Expertise in small-cap trades, loans to software companies pays off for alts firms
Review flags conflict, independence shortcomings in private asset valuations