Industry group calls on SEC to ease constraints
Regulator requests monetary penalties, disgorgement, costs and market bans
Regulators find certain funds are highly leveraged and complex
Regulators codify their approach to crypto funds in rules
Many firms use discretion to set ratings, some lack policies, CSA finds
U.K. regulator consults on changes to rules under new retail product regime
Regulation addresses liquidity, stability risks revealed by pandemic
Initial distribution to unitholders in BFI funds cut by $170 million
Policymakers aim to make it easier to enter and comply with rules in the U.K.
European regulators call for heightened vigilance to array of risks