Previously banned advisor found guilty of six out of 10 counts
Panel sought alternative remedy to address disclosure concerns
Legal filings included citations that were made up by AI
Panel stresses "open courts" principle in denying closed door hearing
Notes must meet two-part test to count as evidence
Investor tried to argue that rep's title misled the courts
Tribunal made no error in overruling regulator, court finds
Adjudicator declined to review settlement before long enforcement hearing
Court cites competence, cost certainty in appointing administrator
Motion judge made no error in finding dealer entitled to fee refund, appeal court says