Court upholds summary judgment in dispute over dealer's loan to rep
Nothing to indicate account setup was illegal, court finds
Court orders prison, restitution for misappropriating investors' money
Previously banned advisor found guilty of six out of 10 counts
Panel sought alternative remedy to address disclosure concerns
Legal filings included citations that were made up by AI
Panel stresses "open courts" principle in denying closed door hearing
Notes must meet two-part test to count as evidence
Investor tried to argue that rep's title misled the courts
Tribunal made no error in overruling regulator, court finds