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Keyword: Advisor titles

31 results found
compliance puzzle

The association's budget submission also makes recommendations on annuities and taxes

usinessman holding binoculars with tie and shirt on cityscape

Stakeholders must continue working together to ensure all Canadians have the tools they need to achieve financial wellness

  • By: Cary List
  • December 12, 2019 December 12, 2019
  • 16:50
middle aged couple discussing something on a document with a female advisor at the table

If consumers' interests are not at the heart of this initiative, it may do more harm than good

  • December 6, 2019 December 4, 2019
  • 00:02
Saskatchewan field with old bridge

Saskatchewan has joined Ontario in regulating "financial planner" and "financial advisor"

smiling young couple shaking hands with investment advisor

The draft statement includes details on title protection framework

  • By: IE Staff
  • November 27, 2019 November 27, 2019
  • 14:44
smiling young couple shaking hands with investment advisor

Details are few, but flexibility is a key theme

High angle view of mallet eyeglasses legal book in courtroom

The vigilant enforcement of professional standards is essential to protect consumers and to maintain the integrity of the financial planning profession

  • By: Cary List
  • October 18, 2019 November 10, 2019
  • 16:24
Queen's Park, Ontario legislature, exterior

The FSRA’s regulation of advisor and planner titles could influence policy in other jurisdictions

  • By: Cary List
  • June 28, 2019 November 10, 2019
  • 13:43
Female advisor meeting with male client at hotel lobby

Financial planners and advisors should be aware that the act may go beyond title protection

Business man climbing up on hand drawn staircase job change promotion corporate ladder

But the devil will be in the details

  • By: Cary List
  • May 3, 2019 November 10, 2019
  • 16:49