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Keyword: Advisor titles

78 results found
right or wrong choice

Improved proficiency for financial advisors still on the table amid persistent demand

Doing Homework

The October sitting had 57 candidates

  • By: IE Staff
  • November 30, 2023 November 30, 2023
  • 15:10
Bond counselling

Investor survey highlights risks of confusion over titles and proficiency

liquid dollar sign

The association extended its line of credit, got a loan and tapped into its $5.5-million reserve fund

Bond counselling

Regulator sets supervisory priorities for credential providers

Manitoba Legislative Building in Winnipeg, Manitoba, Canada

The province is asking for feedback and comparing other provinces' regulations

Financial Services Regulatory Authority of Ontario logo

The regulator said those who use titles require more time to comply with the framework

  • By: IE Staff
  • July 5, 2023 July 6, 2023
  • 14:43
businessman in a desk with financial advisor nameplate

Like Ontario and Saskatchewan, the province will restrict use of "financial planner" and "financial advisor"

  • By: IE Staff
  • June 19, 2023 June 19, 2023
  • 11:38
Entrance to Financial Services Regulatory Authority of Ontario

Results include action on insurance, title protection complaints

confused man

Compliance sweep uncovers issues with identifying, disclosing and managing conflicts of interest, including conflicted compensation