U.K. agency brings first proceeding alleging illegal promotional activity
Regulators propose changes to harmonize with SEC rules, ease restrictions
Regulators ask tech platforms to outlaw unauthorized promotions
CCIR, CISRO propose new guidance on the design, distribution of seg funds
Risky firms, crypto platforms add to compliance division's workload
European regulators call for enforcement action on compliance failures
U.K. regulators allege an unregistered FX trading scheme was touted on Instagram
Regulator seeks to extend regime to portfolio managers
Regulator aims to bolster investor protection, modernize rules
Reels, streams and more must comply with rules against misleading ads, regulator says