Former portfolio managers facing securities fraud charges
Regulator mulling over requiring funds to receive orders before pricing shares
Proposal gives SEC ability to regulate a brokerage's parent company and its affiliates on a consolidated basis
Regulator weighs giving shareholders more power to nominate, elect directors
Trader agrees to lifetime ban
CSE failed to enforce trading rules, SEC says
Regulator recommends managers be registered
Calls for next-day resumption of trading following a wide-scale disruption
Proposes new rules for fund of funds investments
Sihpol executed trades for Canary Capital hedge fund