Company: Saskatchewan Financial Services Commission

53 results found

Regulator warns about investment schemes

Arial Trading, Meridian Investment Group, and Hartford Capital Management

Offshore funds difficult for investors to reclaims, SFSC says

Function allows searches of firms and individuals

Notice details how privacy legislation relates to securities law

Changes would help implement passport system of regulation

Proposed amendments intended to harmonize processes with those in other Canadian jurisdictions

  • By: IE Staff
  • November 9, 2006 November 9, 2006
  • 10:55

The Securities Division of the Saskatchewan Financial Services Commission has issued a temporary cease trade order against a couple of firms that it claims has been soliciting money from investors in that province.The SFSC reports that a temporary order has been issued against Plain Investments Inc. and Executive Marketing and Strategies Ltd., and the firms’ […]

SFSC to review consultant’s report

New rules in force June 1

  • By: IE Staff
  • May 29, 2006 May 29, 2006
  • 16:20