Exemption subject to conditions
The bill will implement the passport regulatory system and introduce civil liability for secondary market disclosure, among others
Regulator warns about investment schemes
Arial Trading, Meridian Investment Group, and Hartford Capital Management
Offshore funds difficult for investors to reclaims, SFSC says
Function allows searches of firms and individuals
Notice details how privacy legislation relates to securities law
Changes would help implement passport system of regulation
Proposed amendments intended to harmonize processes with those in other Canadian jurisdictions
The Securities Division of the Saskatchewan Financial Services Commission has issued a temporary cease trade order against a couple of firms that it claims has been soliciting money from investors in that province.The SFSC reports that a temporary order has been issued against Plain Investments Inc. and Executive Marketing and Strategies Ltd., and the firms’ […]