Audits at RBC DS highlight the importance for advisors to exercise caution when assisting clients with complex tax planning
CRA conducting audits involving advisors at the firm
The full-service brokerage is counting on its brand recognition and focus on the high net-worth market to continue attracting advisors
Whole branch departures are likely a thing of the past
It depends. Departing brokers can compete, but not by using unfair methods
Damages for breach are the amount of loss it caused to DS, court rules
Vancouver plays host Women in Wealth Management Symposium
But the former Montreal advisors intend to file a counterclaim for wrongful dismissal and damage to their reputations
The Ontario Superior Court of Justice has denied a motion by BMO Nesbitt Burns Inc. seeking an injunction against two former investment advisors that jumped ship for rival RBC Dominion Securities.BMO Nesbitt was seeking an injunction against two brokers, John Ord and Darren Wolpert, that resigned from the firm in May to join DS.BMO Nesbitt […]
Discretionary assets account for 10% of asset base