Software updates caused various issues undermining market oversight
Former RBC DS executive seeking $3.9 million
Court finds no breach when advisor didn't "sell in May and go away"
In a settlement agreement with IIROC, the firm acknowledged it failed to adequately monitor suspicious account transfers
Ex-rep sentenced to jail and ordered to repay firm
An IIROC panel found the rep engaged in improper personal financial dealings with a client and misled investigators
An Ontario court has found that excluding one of CannTrust's underwriters from the case could limit investors' recovery
The banks participated in a deal to help sell off Royal Dutch Shell plc's 8% stake in Canadian Natural Resources Ltd.
Video campaign seeks to dispel myths, focuses on flexibility and autonomy
Clients’ portfolio would have performed better if they’d followed their advisor’s advice