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Company: Pro-Financial Asset Management Inc.

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Registrants must not place their self-interest ahead of the interests of investors, OSC panel says

The breaches include numerous administrative, accounting, compliance and oversight failures

Stuart McKinnon, founder of Pro-Financial Management Inc., sought to dismiss allegations against him involving principal-protected notes

Stuart McKinnon had sought an exemption to register with De Thomas Financial

The settlement stems from allegations of internal control failures at the firm

The investment manager also plans to re-brand Pro-Index Funds

The transaction will likely be positive for unitholders of the Pro-Index Funds, the OSC says

Kingship seeks new hearing on proposed acquisition of Pro-Financial’s investment management agreements

OSC says there remains a discrepancy in the records of certain principal-protected notes

Distribution of Pro-Index Funds to new investors to cease