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Company: Octagon Capital Corp.

5 results found

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Octagon Capital dismissed by IIROC

The SRO suspended the firm in 2015

By: James Langton
November 5, 2020 November 5, 2020
11:51

Former CFO fined, banned after admitting to accounting failures

Octagon Capital was suspended in 2015 after IIROC found it to be capital deficient

By: James Langton
May 28, 2019 November 13, 2019
11:20

Dispute resolution Ombudservice alternate text for this image

OBSI outs Octagon for refusing to pay compensation

This is the first time the Omubdsman has publicized an investment dealer’s refusal to compensate a client

By: James Langton
November 9, 2012 November 9, 2012
12:30

IDA fines Octagon Capital $50,000

Dealer failed to perform necessary due diligence, panel finds

By: IE Staff
June 11, 2007 June 11, 2007
13:55

IDA panel finds Octagon guilty of facilitating illegal private placement distribution

Two other charges not supported by evidence

By: IE Staff
April 24, 2007 April 24, 2007
12:40