Changes enable the Nova Scotia Securities Commission to conduct prosecution of insiders
65 complaints investigated
Sponagle, Hill fined $500,000 each
Live Stock Adventure helps teach safe investing and financial literacy skills to middle school students
Elsie to pay $3,500 in fine and coss
Courtney fined for insider trading violations
TradeStation maintained futures accounts for N.S. investors
Commission reciprocates MSC order against Tri Clean
Firm to pay $125,000 administrative penalty
Regulators help caregivers recognize the signs of investment fraud