Company: Morgan Stanley

102 results found

Firm to pay US$3.3 million to settle charges‎

Equity research reports failed to disclose accurate information about the relationships with the companies covered

Routing mechanism aims to achieve best execution by routing orders for inter-listed securities to either a U.S. or Canadian market centre

Strong results from trading operations, retail brokerage

Porat named CFO

Restructured firm to focus on its institutional clients

Co-president James Gorman to become new CEO

FAIR Canada has called for increased disclosure requirements on these products in Canada

Bucking the trend among big financial firms lately, Morgan Stanley reported a loss for its second quarter.The firm recorded a loss from continuing operations of US$159 million for the second quarter ended June 30, compared with income of US$689 million in the period a year ago. The results include a number of significant items, including: […]

The new joint venture in wealth management by Morgan Stanley and Citigroup has formed a new firm to provide investment consulting advice to institutional investors and the upper-tier private wealth market.The new firm, Graystone Consulting, is an outgrowth of Citi Institutional Consulting, which was formed in 2006.Graystone is currently comprised of 30 institutional-focused teams in […]