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Company: Merrill Lynch & Co. Inc.

113 results found
Hand holding world currencies

Firm failed to inform clients about added forex charges, regulator alleged


Firm's systems failed to spot clients who were eligible for cheaper fund series

business people standing in line under a magnifying glass

FINRA has fined the firm and ordered restitution for early rollover recommendations

Law concept - Law book with a wooden judges gavel on table in a courtroom or law enforcement office

Firms allegedly charged excess fees on education savings plans

Digital image of bar charts and graphs

Only debt underwriting fees increased

Restructuring and credit issues, combined with overreaction to growth on the Bank of Canada’s part, could stifle Canada’s economic rebound

Fear over banks holds back equity recovery

Sluggish rebound forecast for 2010

The U.S. Securities and Exchange Commission has settled charges against Merrill Lynch, Pierce, Fenner & Smith Inc. over allegations that it let traders at other firms listen into its squawk boxes, the regulator said Wednesday.The SEC charged the firm with securities laws violations for having inadequate policies and procedures for controlling access to institutional customer […]

Institutional investor hopes are higher than at any point since start of credit crunch