Company: Joint Forum of Financial Market Regulators

29 results found

Therese Vaughan, CEO of the U.S. National Association of Insurance Commissioners, appointed to two-year term

Existing regulatory regime failed to fully capture all the activities of financial conglomerates during the financial crisis

D’Alosio to succeed Dugan

Retail investors want greater accountability from both dealers and regulators

Although the changes are in the industry’s favour, they don’t go far enough, say IFIC and the IIAC

Although the Joint Forum has apparently removed a controversial item in the proposal, the official word has yet to arrive

Revisions made to delivery requirements and proposed cooling-off right

Joint Forum revisions fail to address framework’s key problems

  • By: Megan Harman
  • September 15, 2008 September 15, 2008
  • 14:30

The Joint Forum released the final version of its paper examining the development of the credit risk transfer phenomenon over the past couple of years. It recommends a series of measures designed to improve disclosure, risk management and supervision of credit risk transfer.The initial report was published for comment on April 1. The Joint Forum […]

Insurance industry retail suitability requirements less rigourous, report finds