Company: Investors Group

145 results found

A client eligible for no-loads funds was instead sold a DSC fund to boost the rep's compensation

hand touching digital tablet

IG Wealth will be first financial services firm to use the platform

  • By: IE Staff
  • June 17, 2020 June 17, 2020
  • 12:35
suspicious client

Suitability remains investors’ top complaint, OBSI says

Law concept - Law book with a wooden judges gavel on table in a courtroom or law enforcement office

The former rep borrowed more than $100,000 from clients

Gavel and legal books

The hearing involved two clients over age 90 sold DSC funds with seven-year redemption schedules

Businessmen trading stock looking at graphs indexes and numbers on multiple computer screens

The company is also rolling out more competitive pricing to reward client loyalty

  • By: IE Staff
  • November 15, 2018 October 17, 2019
  • 11:50
IG Wealth Management corporate logo

The launch of IG Living Plan will enable the company to better address the needs of HNW clients

  • October 2, 2018 October 17, 2019
  • 15:00
Close-up Of Two Businessman Analyzing Graph On Digital Tablet

Investment objective changes and proposed fund mergers aim to provide broader diversification, lower costs to clients

  • By: IE Staff
  • September 18, 2018 October 17, 2019
  • 06:00
IG Wealth Management corporate logo

IG Wealth Management name aims to reflect firm’s approach to achieving financial well‑being

Blind woman with guide dog

New products and lower fees offer investors greater flexibility in how they manage their plans

  • By: Leah Golob
  • July 17, 2018 October 17, 2019
  • 14:15