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Company: HSBC Securities (Canada) Inc.

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Firms were allowed to collect trailers before the CSA ban, court rules


Certain clients overcharged, others undercharged, due to recordkeeping glitch


Ontario court rules that discount brokers' receipt of trailing commissions was not considered illegal before the June 2022 ban

Streets of Montreal, Canada

Firm sanctioned over unapproved access to exchange's systems

Discount brokerage to offer Canadian investors online access to key international exchanges

  • By: IE Staff
  • March 9, 2009 March 9, 2009
  • 09:10

Lorne Harper wants to use the brokerage firm’s parent’s strong name to attract new clients

800 trades executed for one client

  • By: IE Staff
  • August 31, 2005 August 31, 2005
  • 12:30

Hearing scheduled for Wednesday

  • By: IE Staff
  • August 22, 2005 August 22, 2005
  • 07:25