Paper sets out new structure in which securities subject to higher standards will be more clearly separated from directive minimum standards
The UK’s Financial Services Authority is urging lenders to protect themselves against a possible worsening of liquidity and credit risks. Speaking at the Council of Mortgage Lenders Annual Conference, Clive Briault, retail managing director of the FSA, said, “There is a very real prospect that conditions will worsen further into next year, in terms of […]
FSA bans fixed income trader from carrying out regulated activities
FSA consultation paper paper proposes two alternative approaches to securing greater disclosure
Decision to provide support reflects difficulty firm has had in accessing longer-term funding
FSA says change is an important step in the move towards principles-based regulation
Sants succeeds Tiner
Division would split fee-based advisors as “independent”
Market abuse and conflicts of interest will remain key areas of regulatory focus, FSA says
FSA releases policy statement on Conduct of Business rules