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Company: Financial and Consumer Affairs Authority

23 results found
gavel

Settlement includes 20-year market bans, monetary sanctions

gavel

Firm fled in face of regulatory attention, prompting investor losses, U.S. alleges

Saskatchewan legislative assembly

Proposed legislation aims to boost investor protection

Saskatchewan Legislative Building in Regina

Province debates scrapping product-focused approach to advisor title standards

Queen's park, Ontario

Groups laud Saskatchewan's interest in higher standards

see-saw with king chess piece and pawns

The FCAA consults on an approach that would deviate from Ontario's new title rules

plan idea

On a pilot basis, businesses in Alberta and Saskatchewan will be able to raise public capital more easily

  • By: IE Staff
  • September 1, 2021 September 1, 2021
  • 14:57
Pile of cryptocurrency coins

The firm claims to be licensed by a regulator that doesn't exist

Young business people in board room meeting at the office

Proposed exemption would allow non-accredited investors to self-certify their sophistication

Red alert

Saskatchewan watchdog says unregistered crypto firms are soliciting investors