New system would mean one standard of care for financial planners, rather than 13 (IE:TV)
Expert Panel chairman pleased with mostly positive reaction to report
Accounting association urges further reforms
Province would go to court to oppose federal legislation
Financial execs pleased to see principles-based approach to regulation
“Opt-in” approach would provide national consistency in regulation, enhanced enforcement, lower regulatory costs
Ottawa to include measures in 2009 budget
Ontario, IIAC pleased with panel’s recommendations
The Expert Panel on Securities Regulation has appointed a legal advisory committee to support its effort to improve securities regulation in Canada.“The six-person committee, which is drawn from across the country and represents a number of areas of legal expertise, has been created to provide legal advice in connection with the preparation of a model […]
Expert panel receives more than 70 formal submissions