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Company: Dundee Securities

13 results found
Customer Relationship Management handshake provider and customer flat illustration

Veteran advisor Les Sherman makes the switch

72 former Dundee Goodman Private Wealth advisory teams join Echelon

Clients will benefit from sophisticated support for risk management and estate planning

  • By: IE Staff
  • May 15, 2014 May 15, 2014
  • 09:30

For some advisors, this could be the fourth acquisition in a little more than 10 years

Regina rep had elderly clients with low risk tolerance invested in equities and holding a margin account

  • December 16, 2013 December 19, 2017
  • 11:30

Economics expert Martin Murenbeeld brings added value to Dundee clients

  • By: IE Staff
  • December 16, 2013 April 15, 2019
  • 07:00

More than 600 former clients claiming $17 million

FCC to provide clearing services for brokerage business

  • By: IE Staff
  • April 9, 2012 April 9, 2012
  • 14:30

O’Neill misappropriated more than $200,000 of client funds

  • By: IE Staff
  • December 1, 2010 December 14, 2017
  • 11:59

OSC allows separate officers for institutional and retail divisions