Trader placed numerous potentially misleading orders in bond futures
Settlement includes disgorgement, penalty and suspension
Ontario court rules that discount brokers' receipt of trailing commissions was not considered illegal before the June 2022 ban
The state of play of advisory, investment services from co-operatives, credit unions
The past few months have seen several high-profile departures at the Quebec-based co-operative. What’s going on?
The partnership with Hardbacon gives self-directed clients access to stock and portfolio analysis tools
Acquisition of three branches translates into new opportunities for both businesses
Acquisition of three Ontario branches by 3Macs translates into new opportunities for both businesses
Brossard, Que. manager failed to supervise transactions by reps
Bergevin to oversee strategic partnerships at Desjardins Group