Audit uncovers US$220 million shortfall at futures brokerage; Canadian clients do not appear to be affected
British bank agrees to pay US$400 million in penalties to U.S. and UK regulators
Regulator prohibits contracts proposed by Nadex
Royal Bank calls CFTC lawsuit “meritless”
Consumers who invest with “metals dealers” usually do not make the promised profits, and often lose their investment
U.S. regulator proposes limits on proprietary trading and investments in private equity and hedge funds
Proposed CFTC rule would impact markets by “reducing liquidity and increasing price volatility”
Firms allowed to comply with the rules in their home jurisdictions, including Canada
Ohio-based forex trading scheme fraudulently raised millions of dollars, CFTC says
Computerized selling program set off two waves of ‘liquidity drains’