Court finds Canadian played role in forex Ponzi scheme
Financial firms required to detect red flags and prevent identity theft in client accounts
Action follows OSC sanctions
Requirement continues the process of implementing key goals of the Dodd-Frank Act
Regulator alleges former employees disclosed customer information
CTFC says misconduct involved more than a dozen traders in multiple offices around the world
Fine settles CFTC charges that firm failed to supervise its employees
Transparency, oversight and competition must be brought to the swaps market, Gensler says
U.S. regulator imposed more than US$585 million in sanctions in fiscal 2012
Alleged scheme accepted at least US$53 million from at least 960 clients worldwide