Requirement continues the process of implementing key goals of the Dodd-Frank Act
Regulator alleges former employees disclosed customer information
CTFC says misconduct involved more than a dozen traders in multiple offices around the world
Fine settles CFTC charges that firm failed to supervise its employees
Transparency, oversight and competition must be brought to the swaps market, Gensler says
U.S. regulator imposed more than US$585 million in sanctions in fiscal 2012
Alleged scheme accepted at least US$53 million from at least 960 clients worldwide
The final rule will phase in the clearing requirement based on the type of market participant entering into swaps
Rules aim to better protect client funds held by brokers
Approvals are another step in the establishment of a new U.S. regulatory regime for derivatives