Fraudulent scheme solicited C$2 million from at least 30 investors in the U.S. and Canada
The rule would allow swaps dealers to comply with comparable margin requirements in a foreign jurisdiction
Three more provinces agree to enhance co-operation with CFTC
The information provided led to a successful enforcement action by the commission
U.S. derivatives regulator seeks penalties and market bans
Florida firm accused of fraudulently soliciting US$3 million from 120 clients in Canada and the U.S.
U.S. regulator alleges that Ryan Magee fraudulently solicited US$2 million from investors in the U.S. and Canada
Foreign nationals seeking CFTC registration would undergo a criminal background check
The proposals set out five types of testing that the U.S. derivatives regulator believes are essential to a program of sound system safeguards
The U.S. derivatives regulator collected more than US$2.8 billion in penalties