The proposed rules generally permit approaches based upon existing U.S. bank regulators’ capital requirements.
The regulator filed 68 enforcement cases and achieved more than US$1 billion in monetary sanctions ordered
Clearinghouses have the resources to withstand a variety of extreme market price changes across a wide range of products
The province is the latest to join the agreement, which Alberta, B.C., Ontario and Quebec originally signed on to in 2014
The agreement covers 20 firms registered with in the U.S. as swap dealers, along with the other sorts of firms
New rules aim to ensure derivatives market participants are adequately evaluating their cyber risks, and testing their cybersecurity defenses
U.S. derivatives regulator charges two firms
Fraudulent scheme solicited C$2 million from at least 30 investors in the U.S. and Canada
The rule would allow swaps dealers to comply with comparable margin requirements in a foreign jurisdiction
Three more provinces agree to enhance co-operation with CFTC