Fraudster hid US$240 million in trading losses to secure large bonus
Parallel cases by SEC, CFTC and state regulators result in restitution, penalties
SEC, CFTC object to sustainability-related disclosure recommendation
Profitable crypto, FX trades allocated to proprietary accounts over investor pools
Regulators push back compliance deadline a third time, to Oct. 1 2026
Exec sanctioned in settlement for alleged violations of derivatives rules
Eight-year-old enforcement action finally ends in sanctions
Scheme allegedly promised high returns from AI-powered trading bots
Firms misled investors about risk of funds' trading strategy, regulators alleged
More than US$40M raised from investors on false promise of automated trading returns