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Company: CIBC Securities Inc.

5 results found
Court ruling

Question of whether client used stop loss orders requires hearing, court rules

gavel with $100-bill background

SRO panel found the rep opened banking products, including a line of credit, in the client's name

Closeup of mallet being hit on stacked coins at table in courtroom

Former fund rep fined, banned by regulators for misappropriation


Ex-rep admitted to misappropriating money and undisclosed borrowing from a client


Allegations include improper personal financial dealings and misleading investigators