Harmed investors will be able to make claims for share of sanctions, April 1
Investors lost nearly $1.4 million in long-running fraud
Project reveals how potential gains are offset by added risks, costs
SRO modernizes market regulation guidance
SRO wants to give outside directors more time on the job
Panel issues fines, disgorgement, along with suspensions
Investor, former registrant allege regulator was negligent in protecting personal data
SRO proposes consolidated rulebook, alongside end to dual registration
Rep sanctioned in CIRO settlement, despite lack of harm
New $300 fee per rep set to take effect April 1