SRO sets out regulatory agenda for year ahead
SRO drops mandatory close-out proposal, adds new conduct-based approach
SRO issues revisions to gatekeeper, trading supervision obligations
IPC upholds OSC decision to preserve privacy of dealers in failed trade study
Regulator addresses questions from market participants after Wealthsimple gets approval to launch event contracts
Harmed investors will be able to make claims for share of sanctions, April 1
Investors lost nearly $1.4 million in long-running fraud
Project reveals how potential gains are offset by added risks, costs
SRO modernizes market regulation guidance
SRO wants to give outside directors more time on the job