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Company: Caldwell Investment Management Ltd.

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Closeup of mallet being hit on stacked coins at table in courtroom

A panel said the firm failed to put client interests ahead of its own

Businessman making presentation with his colleagues and business strategy digital layer effect at the office as concept

Regulator to consider allegations against portfolio and investment manager at July 3 hearing

Technical analyst’s insights will assist stock selection and sector weighting decisions

  • By: IE Staff
  • May 6, 2010 May 6, 2010
  • 11:01

While funds enable clients to profit by investing in international stock exchanges, firm sees trend toward exchanges going public