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Company: British Columbia Securities Commission

647 results found

BCSC bans fromer Nano World head for 25 years

Papalia issued false and misleading news releases

By: IE Staff
November 1, 2005 November 1, 2005
17:30

B.C. advisor permanently banned

Lengthy record of fraud nets $250,00 fine

By: IE Staff
October 4, 2005 October 4, 2005
07:30

B.C. man banned from securities markets

French lost investors’ money through unregistered online trading

By: IE Staff
July 22, 2005 July 22, 2005
09:20

Vancouver broker breached securities rules

First Associates rep fined $25,000 for neglecting “gatekeeper” duties

By: IE Staff
July 19, 2005 July 19, 2005
09:55

B.C. fund salesman took client money to fund drug habit

Former Investors Group rep defrauded clients of $1.6 million

By: IE Staff
July 15, 2005 July 15, 2005
09:30

BCSC orders company head to resign

Cachet CEO dmits to authorizing undocumented loans

By: IE Staff
July 14, 2005 July 14, 2005
08:40

BCSC reprimands investment management firm

Toronto firm admits to advising clients in B.C. without being registered

By: IE Staff
July 8, 2005 July 8, 2005
12:30

BCSC finds promoter traded on inside information, manipulated market

Sanctions pending on Siddiqi

By: IE Staff
June 17, 2005 June 17, 2005
10:15

BCSC settles with three unregistered salesmen

Trio sold $27 million of securities without a prospectus

By: IE Staff
June 10, 2005 June 10, 2005
11:35

BCSC fines former fund salesman for fraud

Dennis slapped with 30-year ban

By: IE Staff
June 8, 2005 June 8, 2005
10:55