Commission alleges firm raised nearly $1 million from Alberta investors
The Alberta Securities Commission (ASC) has ordered payment of administrative penalties and costs, along with market bans, against Edmonton-area residents Richard George Kearl, Ross Vincent Bayne, and Wyatt Gordon McNabb for their roles in the illegal distributions of shares of Genoray Advanced Technologies Ltd., American Technology Exploration Corporation and Blue Lagoon Ventures, Inc.A fourth individual, […]
The Alberta Securities Commission today announced that the Court of Queen’s Bench of Alberta has quashed an Aug. 9, 2007, ASC decision that found KCP Innovative Services Inc. and James Baker engaged in illegal trades and distributions of KCP securities.
Unregistered offshore company offering seminars
Trading of Limelight securities prohibited until a prospectus is filed with Alberta regulator
nderson illegally raised $14.7 million in two investment schemes
Rempel raised $3.6 million through illegal trades and distributions of various securities
The Alberta Securities Commission (ASC) has issued a blanket order to provide relief for venture issuers from certain certification requirements currently outlined in Multilateral Instrument (MI) 52-109 Certification of Disclosure In Issuers’ Annual and Interim Filings.The ASC blanket order allows venture issuers to file a simplified form of certification called a “Basic Certificate”, which does […]
Rusnak acting as director for nine issuers despite 20-year prohibition, judge finds
Action follows 20-year ban imposed by BCSC